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Quality of life, psychological adjustment, and adaptive functioning of patients with intoxication-type inborn errors of metabolism - a systematic review

Abstract

Background

In recent decades, considerable progress in diagnosis and treatment of patients with intoxication-type inborn errors of metabolism (IT-IEM) such as urea cycle disorders (UCD), organic acidurias (OA), maple syrup urine disease (MSUD), or tyrosinemia type 1 (TYR 1) has resulted in a growing group of long-term survivors. However, IT-IEM still require intense patient and caregiver effort in terms of strict dietetic and pharmacological treatment, and the threat of metabolic crises is always present. Furthermore, crises can affect the central nervous system (CNS), leading to cognitive, behavioural and psychiatric sequelae. Consequently, the well-being of the patients warrants consideration from both a medical and a psychosocial viewpoint by assessing health-related quality of life (HrQoL), psychological adjustment, and adaptive functioning. To date, an overview of findings on these topics for IT-IEM is lacking. We therefore aimed to systematically review the research on HrQoL, psychological adjustment, and adaptive functioning in patients with IT-IEM.

Methods

Relevant databases were searched with predefined keywords. Study selection was conducted in two steps based on predefined criteria. Two independent reviewers completed the selection and data extraction.

Results

Eleven articles met the inclusion criteria. Studies were of varying methodological quality and used different assessment measures. Findings on HrQoL were inconsistent, with some showing lower and others showing higher or equal HrQoL for IT-IEM patients compared to norms. Findings on psychological adjustment and adaptive functioning were more consistent, showing mostly either no difference or worse adjustment of IT-IEM patients compared to norms. Single medical risk factors for HrQoL, psychological adjustment, or adaptive functioning have been addressed, while psychosocial risk factors have not been addressed.

Conclusion

Data on HrQoL, psychological adjustment, and adaptive functioning for IT-IEM are sparse. Studies are inconsistent in their methodological approaches, assessment instruments and norm populations. A disease-specific standard assessment procedure for HrQoL is not available. Psychosocial risk factors for HrQoL, psychological adjustment, or adaptive functioning have not been investigated. Considering psychosocial variables and their corresponding risk factors for IT-IEM would allow evaluation of outcomes and treatments as well as the planning of effective social and psychological interventions to enhance the patients' HrQoL.

Introduction

Intoxication-type inborn errors of metabolism (IT-IEM) are a group of inborn errors of metabolism (IEM) which share distinct clinical features. The group encompasses urea cycle disorders (UCD), organic acidurias (OA), tyrosinemia type 1 (TYR 1), and maple syrup urine disease (MSUD). The estimated incidence is between 1:8,000 to 1:44,000 for UCD [1],[2], about 1:21,000 for OA [2], about 1:100,000 for TYR 1 [3] and about 1:185,000 for MSUD [4].

Patients with IT-IEM share two main clinical features: they have to follow a strict diet, and they live with the permanent risk of metabolic crises. These can be triggered by alterations in diet, common infections, or stress but may also occur without predictive circumstances. In cases of metabolic crises, patients immediately require intensified home care or hospitalisation. Despite such efforts, crises remain life-threatening and may cause organ and central nervous system (CNS) damage [5]. To ensure correct diet and an appropriate reaction in risk situations, patients and their families are obliged to develop extensive knowledge about the disease.

Intense biomedical research in the field of IT-IEM has resulted in substantial advances in treatment and a growing group of surviving patients [6]. These individuals have to cope with stressors such as strict diet, medication, crises management, and uncertainties about the future course of their disease and its consequences. Furthermore patients may have behavioural, cognitive, or psychiatric problems due to the CNS alterations caused by the disease [5], which again impair their psychological functioning [7],[8]. As a result, even though treatments have improved, IT-IEM affect the daily life and well-being of patients and their caregivers considerably [9]. Therefore, complementary research from a psychosocial perspective is especially needed [9],[10].

Health-related quality of life (HrQoL), psychological adjustment, and adaptive functioning are well-established constructs to describe psychosocial consequences of chronic diseases. HrQoL has been defined as "a patient's perception of the impact of disease and treatment on functioning in a variety of dimensions, including physical, psychological and social domains" [11], p.126. Adjustment describes the healthy rebalancing of patients to a new condition [12]. We use the more specific term psychological adjustment to refer specifically to emotional, behavioural or social adjustment to a disease. Finally, adaptive functioning is a related term describing "the performance of daily activities required for personal and social sufficiency" ([13], p.6), consisting of the three domains conceptual, practical and social functioning [14]. To date, no consensus has arisen about how HrQoL, psychological adjustment, and adaptive functioning are affected in IT-IEM patients and what factors can influence the well-being of the patients. An overview of findings is lacking. For this reason, we decided to systematically review the current research on HrQoL, psychological adjustment, and adaptive functioning in IT-IEM patients. Our purpose was to answer two research questions:

  1. (1)

    What is the current state of knowledge about self- and proxy-reported HrQoL, psychological adjustment, and adaptive functioning in IT-IEM patients?

  2. (2)

    What are the medical and psychosocial risk factors for HrQoL, psychological adjustment, and adaptive functioning in IT-IEM patients?

Methods

Data sources and search strategies

To identify eligible studies for our review, we searched relevant databases with pre-defined search terms. The search was conducted using the following electronic bibliographic databases up to 30 April 2013: Pubmed, Embase, Cinahl, PsycINFO, Psyndex and the Cochrane Database of Clinical Trials and Systematic Reviews. NDLTD (Networked Digital Library of Theses and Dissertations) and dissonline.de were searched to find eligible dissertations. We applied two groups of search terms. Firstly, we employed various disease names referring to IEM and IT-IEM. Secondly, we referred to HrQoL, psychological adjustment, and adaptive functioning by employing these terms: quality of life, life satisfaction, well being, well-being, wellbeing, adjustment, adaption, adaptation, adaptive, psycholog*, psychosocial, psychiatr*, social, emotional, mental health, mental disorder, mental disease, behavior*, behaviour*. To augment the specificity of the search, the IEM/IT-IEM group and the HrQoL/psychological adjustment/adaptive functioning group were connected to each other by the Boolean operator "AND", whereas terms within the groups were connected by the Boolean operator "OR". We also took advantage of other options to refine the search when the databases offered them; accordingly, search terms concerning IEM, HrQoL, psychological adjustment, and adaptive functioning were limited to titles and abstracts, and words with multiple possible endings or spellings were completed by wildcards. An additional search for studies was conducted in two ways. First, to minimise publication bias, experts in the field were contacted via e-mail and asked if they were aware of any relevant articles or unpublished data. In addition, the references of relevant articles were screened.

Study selection

To find eligible studies, we rated all the articles and dissertations found in our systematic search according to pre-defined inclusion and exclusion criteria. Studies were included if the number of participants was N >1 and if the sample contained at least 50% IT-IEM patients or if the results of IT-IEM patients were reported separately. Outcomes had to include a self-, proxy-, or examiner's report of patients' HrQoL, patients' psychological adjustment (psychological, social, behavioural, or emotional adjustment), or adaptive functioning. The assessment of these outcomes had to be completed in a standardised way and reported quantitatively. Reporting of methods and results had to be sufficient for replicability. Finally, reports were accepted if they were written in English, German, French, or Spanish. Articles not fulfilling these criteria were excluded. The selection process was conducted in two major steps. First, one reviewer (N.A.Z.) examined all titles and abstracts. Second, studies that could not be excluded in the first examination were rated in their full-text version by two reviewers (N.A.Z. and M.H.) independently. Inter-rater reliability was substantial [10], with Cohen's kappa = 0.79. Any disagreements were arbitrated through discussion. The remaining articles were included for data extraction.

Data extraction and analysis

Two reviewers (N.A.Z. and M.A.L.) extracted the data of the articles independently. Inter-rater reliability was almost perfect [15], with Cohen's kappa =0.98. Disagreements were resolved through discussion. The great variation between studies regarding design, such as measures and reporting of results, did not permit statistical pooling of data from the individual studies, so meta-analytic calculations were not possible. Instead, effect sizes were calculated whenever possible to attain some comparability between the results. Standardised mean differences, including 95% confidence intervals (CI), were calculated for continuous outcomes using Cohen's d effect sizes, corrected for small sample sizes [16]. An effect size was considered to be significant if its 95% CI did not include 0, thus considering a significance level of p < .05. According to Cohen’s categories, an effect size is small if d = 0.2 - 0.5, medium if d = 0.5 - 0.8 and large if d >0.8 [17]. Calculations were conducted such that a positive Cohen’s d stands for a higher scoring of the IT-IEM group than of norms. Higher scorings are favourable for all scales, except for two cases: the Child Behaviour Checklist (CBCL) and the Behaviour Assessment System for Children (BASC) (all subscales but adaptive skills) report problem behaviour. Consequently, higher scores signify more problems and are unfavourable outcomes. For dichotomous outcomes, we used Chi-square tests, indicating the strength of the association by Cramer’s V, with p < .05 considered significant. IBM SPSS Statistics for Windows, Version 20.0 was used for all calculations.

Results

The initial search of databases revealed 1669 articles and dissertations. After the first selection, 20 articles remained. During the second selection process, we had to exclude another nine articles; three were single-case reports, one had the same sample as another article included, and seven articles lacked standardised assessments of the patients’ HrQoL, psychological adjustment, or adaptive functioning. One of these articles was a qualitative study [18]. One additional, recently published article [19] was found by contacting experts in the field, and another was traced [20] by screening the references of relevant studies. The search and selection process is depicted in Figure 1. Finally, 11 articles remained for further analyses.

Figure 1
figure1

Flowchart of study selection.

Study description

The main characteristics and results of the articles included in our review are summarised in Table 1. Further information about the assessment instrument used in the studies can be found in Table 2. Detailed analyses of outcome parameters are shown in Tables 3 and 4. All 11 articles were published between 2006 and 2013, seven of them in 2012 or 2013. Four articles have their origins in the United States, two in Germany, and one each in Australia, Belgium, Italy, Poland, and Turkey. All articles are written in English. All of the four disease groups we searched for (UCD, OA, MSUD, TYR 1) are represented in the final selection of studies. Patients diagnosed with MSUD (n = 124) represent the largest group, followed by OA (n = 107), UCD (n = 100) and TYR 1 (n = 8). Seven studies reported outcomes for only one of these disease groups, four studies included patients of multiple groups. From six articles, only subgroup data were extracted. In four studies, we selected IT-IEM patients from the original samples, which integrated patients with IT-IEM and patients with other diseases [19],[21]-[23]. One study reported on IT-IEM patients before and after transplantation. Only the subgroup before transplantation was selected for further analysis [24]. In another study, outcome regarding adaptive functioning was only available for a subgroup [20]. The final sizes considered ranged from N = 4 to N = 92 patients.

Table 1 Main characteristics of the reviewed studies
Table 2 Overview of assessment instruments in the reviewed studies
Table 3 Continuous outcomes in the reviewed studies
Table 4 Dichotomous outcomes in the reviewed studies

Many of the studies had methodological limitations. One main weakness is the lack of appropriate participant selection (i.e. use of convenience samples) in order to avoid selection or non-response bias [22]-[29]. Two studies involved a non-validated measuring tool [19],[23]. Furthermore, only two studies considered multiple informants in terms of self- and proxy-ratings [21],[28].

Findings on HrQoL

Self-report

As shown in Table 3, results for self-reported HrQoL are inconsistent across studies. In one study, the authors reported significantly lower HrQoL for IT-IEM patients in most domains compared to population norms [28]. The results for IT-IEM patients were closer to the results of a cancer population than to a healthy one. Two other studies showed results with more variance throughout the different HrQoL domains. One study reported clearly lower scores for IT-IEM patients than for population norms in the psychological and the friends domains, but higher scores for the school domain[26]. The results for other domains did not differ from norms. Half of the patients in the sample of this study did not categorise themselves as "ill". In contrast, another group of researches reported significantly better scores in the physical domain for IT-IEM patients compared to population norms [22], but lower scores in the environmental domain (including e.g. financial resources, health care, physical environment). The same study found HrQoL of IT-IEM patients to be similar to that of patients with phenylketonuria, who also have to follow a strict diet but who do not face the risk of sudden metabolic crises. Furthermore, IT-IEM patients had higher HrQoL in most domains compared to Morbus Fabry patients, who often have to deal with pain symptoms, and patients with metabolic diseases under pharmacological (as opposed to dietary) treatment [22].

Proxy-report

Proxy-ratings of HrQoL were all reported by parents. All results for IT-IEM patients were either not different from norms or unfavourable for IT-IEM patients (Table 3). One study showed significantly lower parent-rated HrQoL for IT-IEM patients across all domains compared to population norms [28]. In line with the results for self-reported HrQoL in the same study, the results were closer to cancer population norms than to healthy norms. Psychosocial and social domains were lower in IT-IEM patients than in the cancer population. In another article, the parent-rated HrQoL of IT-IEM patients was compared with the parent-rated HrQoL of patients with other metabolic diseases (aminoacid metabolic disorders and carbohydrate metabolic disorders) [23]. IT-IEM patients scored lower in the domains of school functioning, health perception (compared with both diseases) and physical functioning (only compared with aminoacid metabolic disorders).

Self- vs. proxy-report

One study [28] compared self- and parent proxy-ratings. The authors reported significantly better scores in self-reported HrQoL for the domains of physical, emotional and social HrQoL, but no difference for school functioning.

Risk factors

No risk factors regarding HrQoL were investigated in the studies.

Findings on psychological adjustment and adaptive functioning

Self-report

Results for self-reported psychological adjustment and adaptive functioning are shown in Tables 3 and 4. Depression and anxiety (both current and lifetime) were reported to be more prevalent in a group of IT-IEM patients than in a healthy group [24]. However, the study revealed no differences between IT-IEM patients and population norms regarding anxiety and depression symptom severity. Another research group found adaptive functioning for IT-IEM patients to be significantly lower than in a norm population [20].

Proxy-report

All studies used parent proxy-reports and one additionally used teacher proxy-reports (Tables 3 and 4). Proxy-report findings on different aspects of psychological adjustment and adaptive functioning mostly showed either no difference or worse adjustment and more problems for IT-IEM patients than norms [21],[26]-[29]. Fewer problems compared to population norms were described in one paper [25].

Proxy-parent vs. proxy-teacher-report

According to one study, teachers reported more internalising problems (somatisation, anxiety) than parents [28].

Risk factors

For psychological adjustment and adaptive functioning parameters, several risk factors were investigated. The risk for lifetime anxiety or lifetime depression disorders was higher in patients who were encephalopathic at diagnosis than patients who were non-symptomatic at diagnosis [24]. Adaptive functioning correlated with IQ according to another study, but no correlation was found between adaptive functioning and age at diagnosis, number of preceding metabolic crises, or number of hospitalisations [20]. Finally, lower scores in adaptive functioning were found among patients with neonatal onset than among late-onset patients, but no difference was found in the number of hyperammonemic events [27].

Discussion

HrQoL, psychological adjustment, and adaptive functioning

The first aim of our systematic review was to explore the current state of research on HrQoL, psychological adjustment, and adaptive functioning in patients with IT-IEM. We found 11 articles reporting HrQoL, psychological adjustment, or adaptive functioning for this group of patients. Results for HrQoL varied across studies from lower HrQoL to similar and better scores for IT-IEM patients compared to norms. Notably, proxy-ratings of patients’ HrQoL were consistently similar or lower than norms. Results for psychological adjustment and adaptive functioning varied less and were mostly comparable to norms or showed worse adjustment for IT-IEM patients. Fewer problems were only reported once [25] - however, this result has to be considered with care. The sample size of this study was very small (n = 4) compared to the other studies, and the authors themselves expressed some doubts about the reliability of their results.

Impaired HrQoL, psychological adjustment, or adaptive functioning can have different causes. Firstly, this may be a result of the distress experienced in IT-IEM, such as fear of metabolic crises or social problems associated with the diet [9]. Secondly, neurological sequelae of IT-IEM can lead directly to cognitive or psychological problems and thus to worse psychological adjustment and adaptive functioning in everyday life (e.g. psychotic or depressive symptoms through CNS damage) [5]. Thirdly, it is important to consider the interaction between HrQoL and psychological adjustment, since the literature shows impaired HrQoL in patients with mental disorders [7]. Therefore, impaired HrQoL may be caused by mental health problems. In contrast, good HrQoL in IT-IEM patients may be explained by the theory of response shift [30]. This would account for the often-seen improvement of HrQoL in chronically ill patients as a result of an accommodation process which involves changing internal standards, values and conceptualisation. According to Sprangers and Schwartz [30], a response shift results from the interaction of different variables: health status, mechanisms such as coping, and antecedents such as personality or sociodemographics.

Interestingly, HrQoL was more often reported to be impaired when rated by parents compared to self-ratings by patients. In line with this, a comparison of self- and proxy-ratings revealed better self-ratings in most domains [28]. The fact that HrQoL of children with chronic health conditions is rated lower by parents than by the children themselves is well known from the literature [31]. Furthermore, there is a close relation between the parent’s rating of a child’s HrQoL and the parent’s own HrQoL [32]: Parents experiencing low HrQoL rate their child’s HrQoL low as well. This might be especially relevant in parents of children with IT-IEM, since these diseases demand intensive care and may have a great impact on the lives of caregivers [33]. Another explanation for the lower proxy-ratings may be the ability of parents to anticipate the future problems of the child. Young children in particular may not be aware of these to the same extent.

A major reason for the inconsistent findings may be attributed to methodological issues. Most of the HrQoL instruments were not specifically tailored to patients with IT-IEM. One study used an invalidated disease-specific instrument [23]. In addition, the HrQoL of IT-IEM patients was compared to different groups: population norms or other metabolic diseases. Sample sizes were often small, a state of affairs that is often found in paediatric research and especially in research in the field of rare diseases. Statistically, such small sample sizes make it more difficult to detect group differences. In addition, one study had a clear selection bias by only including patients who were cognitively able to answer questionnaires [26]. Another significant limitation is the choice of informants; most studies used proxy-reports which do not fully reflect self-reports of the patients. It is clear from the literature that these two kinds of reports are not interchangeable [32].

Risk factors for HrQoL, psychological adjustment, and adaptive functioning

The second aim of this review was to detect risk factors for HrQoL, psychological adjustment, and adaptive functioning for IT-IEM patients. Only a few risk factors for psychological adjustment and adaptive functioning have been investigated so far, and none have been examined for HrQoL. The risk factors examined were mainly medical [20],[24],[27]. With regard to cognitive parameters, IQ was investigated in one study [20]. Two studies revealed that metabolic events in the neonatal period were associated with psychosocial adjustment: patients diagnosed as encephalopathic newborns had a higher risk of suffering from anxiety or depression during their lifetime than patients who were metabolically stable during the newborn period [24]. Adaptive functioning scores were lower for neonatal-onset than for late-onset patients [27]. Similar results have been found before and may be explained by the fact that crises have a negative impact on the developing brain, especially in highly vulnerable newborns [24],[34].

Strengths and limitations of this review

This systematic review was conducted in accordance to the PRISMA guidelines (Preferred Reporting Items for Systematic Reviews and Meta-Analysis) [35]. In order to find as many eligible studies as possible, we applied several search strategies: we searched different databases and did not restrict the search to English articles. Additionally, we tried to find additional and/or unpublished studies by reference screening and contacting experts in the field. Study selection and data extraction were conducted independently by two reviewers, thereby diminishing the risk of bias. The main weakness of our review is the inability to pool results from the different studies. The different study designs and assessment methods did not permit such meta-analytic calculations. Nevertheless, better comparability of the results was attained by indicating effect sizes and their CI. Another limitation of this systematic review can be found in our comparison of studies with very different sample sizes (ranging from N = 4 to N = 92), the reason why the calculated effect sizes have to be interpreted carefully. Because the incidence rates of rare diseases are small and because there is only a very limited number of studies that could be included in our review, we decided not to exclude studies with small sample sizes (inclusion criterion N >1). To account for this limitation, we considered sample sizes in the calculation of effect sizes by correcting mechanisms. The different sizes were also taken into account by computing CIs of effect sizes.

Suggestions for future research

Based on the findings of this review, several implications can be drawn. Firstly, HrQoL should be considered as an essential outcome parameter in future clinical trials. Up to now, treatment evaluations of patients with IT-IEM have predominantly focused on medical outcomes. However, because survival rates have increased considerably, improvement of HrQoL for patients with IT-IEM must be an additional major goal of new treatments.

Secondly, it is important to increase the methodological quality of psychosocial research among IT-IEM patients. Multicentre studies are necessary both to avoid convenience sampling with a high risk for biased data and to increase sample sizes. International patient registries (e.g. E-IMD, www.e-imd.com) can help to achieve this goal and to aggregate knowledge. This review has shown that a variety of assessment instruments is currently in use, thus complicating the pooling of results. Most of the studies used generic, non-disease-specific instruments. Only one of the reviewed studies used a disease-specific scale [23]; however, this was not validated. Generic instruments have the advantage that results can usually be compared to a healthy population or a population with another disease [6]. However, they do not assess the specific problems of medical conditions. In contrast, disease-specific HrQoL scales are related to the distinct effects of a particular disease [5]. They are more sensitive for special topics that are of interest and more meaningful for specific groups of patients. The use of disease-specific HrQoL assessment measures in clinical trials has been shown to be valuable in other severe medical conditions [5]. To date, no validated, disease-specific measure is available for patients with IT-IEM. Furthermore, from a methodological viewpoint, it is desirable to consider different informants; because proxy-reports have several limitations, the patients’ well-being should also be assessed using self-ratings.

Thirdly, knowledge of risk factors influencing HrQoL, psychological adjustment, and adaptive functioning is of great importance. Very few studies have addressed this topic at all, and where they did, research was restricted to medical or biochemical parameters or IQ. Medical parameters are weak predictors for HrQoL in most chronic diseases [5]. In contrast, a systematic review exploring HrQoL in rare genetic conditions has emphasised that parameters explaining how patients coped with their disease were good predictors of HrQoL [5]. As an example, the authors mentioned scales such as "acceptance of disability" or "sense of coherence", which were positive predictors for QoL, while feeling hopeless or having a fatalistic view correlated with lower QoL [5]. Other predictors for HrQoL in chronic disease described in the literature include concepts such as locus of control, attachment, or well-being of the parents [8],[36],[37]. In IT-IEM patients, such individual and familial psychosocial risk factors have not yet been studied. Current research is, unfortunately, still focused on a fully biomedical model, instead of including the promising psychosocial perspective [5].

Clinical implications

The small number of studies, partially inconsistent results, and the few risk factors addressed make it difficult to draw implications for clinical practice. Since HrQoL, psychological adjustment, and adaptive functioning seem to be impaired in some patients, we suggest offering psychological support for patients and their families to help them cope more effectively with the disease. Knowing more about risk factors would allow the development of targeted interventions for certain groups of patients. Overall, we consider it important to support patients and their families with a comprehensive care model, including psychological and social interventions to complement the medical ones [12],[21].

Conclusion

Research data on psychosocial factors in IT-IEM patients are generally sparse. However, the growing interest in the topic is underlined by the fact that seven of the 11 articles reviewed were published in 2012 or 2013. Further research and improved methodological quality of studies are required. Multicentre studies and the use of a standardised, disease-specific assessment tools are needed to establish HrQoL as an important additional outcome parameter in patient-centred research and clinical trials.

Authors' contributions

NAZ carried out the search and selection of the articles, extracted the data and drafted the manuscript. MH participated in the selection process of the articles, was involved in the design of the study, and critically reviewed the manuscript. MRB conceived of the study, was involved in the design of the study, and critically reviewed the manuscript. MAL participated in the data extraction process, helped in drafting and revising the manuscript and coordinating the study. All authors read and approved the final version of the manuscript.

Abbreviations

BASC:

Behavior Assessment System for Children

CBCL:

Child Behaviour Checklist

CNS:

Central nervous system

HrQoL:

Health-related quality of life

IEM:

Inborn errors of metabolism

IT-IEM:

Intoxication-type inborn errors of metabolism

MSUD:

Maple syrup urine disease

OA:

Organic acidurias

TYR 1:

Tyrosinemia type 1

UCD:

Urea cycle disorders

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Acknowledgements

This systematic review was supported by radiz - Rare Disease Initiative Zurich, Clinical Research Priority Program for Rare Diseases, University of Zurich, Switzerland. We want to thank the following researchers who provided us with additional information about their published data (in alphabetical order): Marta Biernacka, Chiara Cazzorla, Gwendolyn Gramer, Sarah Grünert, Lauren Krivitzky, Wendy Packman, Annik Simons, and Diana Shellmer.

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Correspondence to Markus A Landolt.

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The authors declare that they have no competing interests.

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Keywords

  • Health-related quality of life
  • Psychological adjustment
  • Adaptive functioning
  • Inborn errors of metabolism
  • Inherited metabolic diseases
  • Organic acidurias
  • Urea cycle disorders
  • Maple syrup urine disease
  • Tyrosinemia