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Guidelines on the diagnosis and management of the progressive ataxias
Orphanet Journal of Rare Diseases volume 14, Article number: 51 (2019)
The progressive ataxias are a group of rare and complicated neurological disorders, knowledge of which is often poor among healthcare professionals (HCPs). The patient support group Ataxia UK, recognising the lack of awareness of this group of conditions, has developed medical guidelines for the diagnosis and management of ataxia. Although ataxia can be a symptom of many common conditions, the focus here is on the progressive ataxias, and include hereditary ataxia (e.g. spinocerebellar ataxia (SCA), Friedreich’s ataxia (FRDA)), idiopathic sporadic cerebellar ataxia, and specific neurodegenerative disorders in which ataxia is the dominant symptom (e.g. cerebellar variant of multiple systems atrophy (MSA-C)). Over 100 different disorders can lead to ataxia, so diagnosis can be challenging. Although there are no disease-modifying treatments for most of these entities, many aspects of the conditions are treatable, and their identification by HCPs is vital. The early diagnosis and management of the (currently) few reversible causes are also of paramount importance. More than 30 UK health professionals with experience in the field contributed to the guidelines, their input reflecting their respective clinical expertise in various aspects of ataxia diagnosis and management. They reviewed the published literature in their fields, and provided summaries on “best” practice, including the grading of evidence available for interventions, using the Guideline International Network (GIN) criteria, in the relevant sections.
A Guideline Development Group, consisting of ataxia specialist neurologists and representatives of Ataxia UK (including patients and carers), reviewed all sections, produced recommendations with levels of evidence, and discussed modifications (where necessary) with contributors until consensus was reached. Where no specific published data existed, recommendations were based on data related to similar conditions (e.g. multiple sclerosis) and/or expert opinion. The guidelines aim to assist HCPs when caring for patients with progressive ataxia, indicate evidence-based (where it exists) and best practice, and act overall as a useful resource for clinicians involved in managing ataxic patients. They do, however, also highlight the urgent need to develop effective disease-modifying treatments, and, given the large number of recommendations based on “good practice points”, emphasise the need for further research to provide evidence for effective symptomatic therapies.
These guidelines are aimed predominantly at HCPs in secondary care (such as general neurologists, clinical geneticists, physiotherapists, speech and language therapists, occupational therapists, etc.) who provide care for individuals with progressive ataxia and their families, and not ataxia specialists. It is a useful, practical tool to forward to HCPs at the time referrals are made for on-going care, for example in the community.
The progressive ataxias are a heterogenous group of (individually) rare neurological conditions. Epidemiological evidence is lacking, but recent estimates suggest that there are at least 10,000 adults and 500 children with progressive ataxia in the UK [1, 2]. Whereas incidence rates for the progressive ataxias collectively are not known, some specific conditions have been well characterised. For example, Friedreich’s ataxia (FRDA), the most common inherited ataxia, has an estimated incidence rate of 1:29,000 amongst Caucasians .
The word ataxia means ‘lack of coordination’, and these conditions typically present with unsteadiness and imbalance, clumsiness, and slurred speech. Gait and balance problems often progress to the point at which patients become wheelchair-bound, and, in general, the level of disability progresses at the cost of functional independence. Communication becomes progressively impaired as a result of speech disturbances. Various other symptoms are associated with specific ataxia conditions, including spasticity, tremor, sensory disturbance, auditory and visual impairment, bladder and bowel dysfunction, cardiac complications, musculoskeletal complications, and cognitive impairment.
These rare and complex conditions present a significant diagnostic challenge, and both patients and clinicians alike have reported inefficient and arduous journeys which often fail to establish a definitive cause . Beyond diagnosis, understanding of management options amongst HCPs is lacking, and as such patients face enormous challenges in both understanding their illness and obtaining treatment. Despite the absence of disease-modifying treatments for most ataxias, many aspects of these disorders are treatable, and it is essential that the responsible HCPs know how best to manage these symptoms optimally. The aim of these guidelines is therefore to increase awareness of these conditions among non-specialists HCPs (mostly in secondary care, such as general neurologists, clinical geneticists, physiotherapists, speech and language therapists, occupational therapists, etc.), and to improve their diagnosis and management. Recently the guidelines were affirmed and considered ready for dissemination by the European Reference Network for Rare Neurological Diseases, highlighting their recognition internationally.
These guidelines focus on the progressive ataxias, and exclude disorders where ataxia is an epiphenomenon of another neurological condition. Specifically, the recommendations cover the inherited ataxias (e.g. FRDA, SCAs), idiopathic sporadic cerebellar ataxia and specific neurological conditions in which ataxia is the dominant symptom (e.g. MSA-C). Of note, these guidelines do not cover ataxia that results from vascular, inflammatory or neoplastic pathology. In addition, information about the extra-neurological features of Ataxia Telangiectasia are not included in these guidelines, but these are covered elsewhere .
The guidelines have been developed under the aegis of the patient support organisation, Ataxia UK, through extensive consultation with numerous UK neurologists, and other specialist physicians, surgeons, and therapists with experience in the diagnosis and management of ataxia. Contributors for each section were selected on account of their clinical expertise in aspects of ataxia diagnosis and management. More than 30 UK health professionals (please see Additional file 1: Table S1) contributed. They reviewed the available medical literature for their section using standard databases (e.g. PubMed, MEDLINE, Cochrane Database of Systematic Reviews, EMBASE and Scopus) and provided scientific evidence for the efficacy of different interventions. They graded the level of evidence following the Guideline International Network (GIN) protocol . This included contributors critically reviewing the scientific evidence for the efficacy of interventions. For each paper, a judgement was made on the level of evidence (I to IV), any uncertainty was documented, and pertinent conclusions were drawn.
Earlier versions of the Ataxia UK guidelines (in 2007 and 2009) did not attempt to grade the quality of evidence supporting recommendations. In this iteration, data on the level of available evidence were used to allocate a grade to each recommendation, in accordance with criteria used internationally [7, 8]. Table 1 details the level of evidence and scheme for grading recommendations in these guidelines.
A Guideline Development Group consisting of neurologists with expertise in ataxia and representatives of Ataxia UK reviewed all the sections and discussed any changes with contributors consensually.
The guidelines comprise 128 recommendations, grouped in four sections- on diagnosis and medical interventions, with two additional sections (available here in the Additional file 1) relating to in depth information about holistic/multi-disciplinary therapy and palliative care. Grading of the 128 recommendations were as follows: 6 graded B, 7 graded C, 10 graded D, and 105 graded as GPP. The full guidelines are available on the Ataxia UK website (https://www.ataxia.org.uk/Pages/Category/medical-guidelines).
The ataxias can present in a variety of ways, so an accurate and comprehensive history, together with clinical examination and relevant investigations are essential for efficient diagnosis and management. Important considerations in the history include the speed of symptom evolution, age at onset and family history. Patients with ataxia will typically report incoordination and unsteadiness, clumsiness, and slurred speech, and clinical signs include gait ataxia, nystagmus, hyper/hypometropic saccades and jerky pursuit when eye movements are assessed, slurred speech, intention tremor, dysmetria (or ‘past-pointing’), and dysdiadochokinesis. Diagnostic investigations are numerous and range from simple blood tests to next generation sequencing (NGS) panels, nerve conduction studies, lumbar puncture, and neuroimaging. Detailed information on tests that can be completed in primary and secondary care are shown in Table 2.
Rating scales to document the degree of impairment associated with ataxia are available, both generic (e.g. Scale for the Assessment and Rating of Ataxa (SARA), International Cooperative Ataxia Rating Scale (ICARS)) and specific for individuals forms of ataxia (e.g. Friedreich’s Ataxia Rating Scale (FARS)). Monitoring of ataxic patients’ impairments with one or more of these scales facilitates the objective recording of progression with time and enables the unbiased appraisal of interventions that are carried out. These measurements are frequently used in clinical trials of disease-modifying therapies, and in time are likely to become mandatory when such therapies are utilised in daily clinical practice (to monitor objectively the impact of such therapies on individual patients).
Table 3 summarises the main recommendations in this section.
As indicated earlier, many of the interventions to ameliorate the accompanying (usually neurological) complications in patients with ataxia are extrapolated from other conditions. The principles governing the management of spasticity and bladder symptoms could, for example, be equally well apply to patients with multiple sclerosis. In Table 4, key recommendations pertaining to the management of symptoms manifesting in ataxic patients are presented. The recommendations also cover some specific hereditary causes of ataxia, such as Episodic Ataxia type 2- where symptomatic therapies have the capacity to reduce the severity of, if not abort, bouts of ataxia.
To view the full content of the Medical intervention section, please see (https://www.ataxia.org.uk/Pages/News/Category/medical-interventions).
A small number of conditions presenting with ataxia are amenable to treatment, so diagnosing these is of great importance. Table 5 lists the treatable ataxias in adults and children, and recommendations for their diagnosis and treatment. Table 6 lists recommendations for the treatment of ataxias diagnosed specifically in childhood.
Allied health professional interventions
Interventions by allied health professionals play a crucial role in the management of people with progressive ataxias. Additional file 1: Table S2 in the supplementary data highlights the key recommendations in the fields of physiotherapy, speech and language therapy and occupational therapy, and more detailed recommendations are available at https://www.ataxia.org.uk/Pages/News/Category/allied-health-professional-interventions. This section of the guidelines is especially valuable when referrals are made outside of specialist ataxia centres and their multidisciplinary teams, when it is recommended that on-going, “maintenance” therapy is carried out by community teams.
Palliative care is an important element of the holistic care of individuals living with incurable conditions and their families, and aims to prevent and relieve suffering by means of the early identification, comprehensive assessment and treatment of pain and other complications (encompassing the physical, psychosocial and spiritual domains) . Where appropriate, palliative care also includes end-of-life planning and care. In the absence of available literature on palliative and end-of-life care in the ataxias specifically, these recommendations are derived in part from evidence of these interventions in other progressive neurodegenerative conditions . The main recommendations are summarised in Additional file 1: Table S3 in the supplementary data, and available in more detail at https://www.ataxia.org.uk/palliative-care.
Conclusions and further research
When summarising the grades of evidence available for the recommendations highlighted in this paper, the large majority are of “Good Practice Point” standard and as such are based on clinical experience and anecdotal evidence. It is disappointing that more research has not been undertaken to support the evidence base of these interventions in clinical practice. An example is the many promising pilot studies in Physiotherapy, which have not been taken forward to larger randomised controlled trials (RCTs). Similarly, there are numerous pharmacological therapies that are being explored in pilot trials that need further investigation in larger, appropriately controlled studies.
In an era of limited health funding, the absence of evidence (through lack of trials rather than trials failing to prove efficacy) may be used to argue that these interventions should not be made available to ataxic patients, through publicly funded healthcare providers, such as the National Health Service in the UK. The need for further research is thus of paramount importance.
It is also of interest to note the limitations of the grading system adopted in the guidelines. There are some recommendations that do not lend themselves to this methodology. As such, these have been graded as Good Practice Pointers (GPP), as the absence of robust evidence from RCTs did not enable their categorisation at a higher grade. An example of this is the recommendation that genetic tests are undertaken in accredited laboratories. Although the intention of this recommendation is for it to be strongly endorsed (as is self-evident), it may appear weak as it is graded “GPP”. In instances such as this, the recommendations given do not lend themselves naturally to this method of grading. Nevertheless, this was only true for a minority of recommendations made and generally limited to the section related to diagnosis and to some recommendations on referrals to specialists.
Despite advances in diagnostic testing, many patients with ataxia are still not given a specific diagnosis of the underlying cause of their ataxias. The availability of gene panels, and increasingly exome and whole genome sequencing, may offer greater opportunities for the accurate (genetic) characterisation of ataxic subjects and families. Whilst novel genes responsible for causing ataxia might emerge, Next Generation Sequencing also poses challenges, in deciphering the true role of genetic/genomic variants, and these technological advances need to be coupled with expert bioinformatics. The determination of the pathogenicity of “variants of unknown significance” (VUS) can be time-consuming and expensive. This has engendered an interest in “deep phenotyping”- where novel biomarkers and functional assays are utilised to assist the interpretation of genetic tests. The use of Optical Coherence Tomography (OCT) in supporting the diagnosis of Autosomal Recessive Spastic Ataxia of Charlevoix-Saguenay is a recent illustrative example . This type of integrative studies is likely to prove critical in deciphering the output from NGS (including VUS) over the next decade.
The production of this third edition of the guidelines has identified persisting gaps in the management of patients with ataxia. There is an urgent and pressing need to develop agents that have a disease-modifying effect in the ataxias, a need which is shared by almost all neurodegenerative disorders. This may partly reflect the level of understanding and complexity of the biological processes underpinning these disorders, and contrasts with the promising interventions now in common use in neuroinflammatory disorders such as Multiple Sclerosis. In the more common ataxias, such as FRDA and some SCAs, much research has focused on the identification of therapeutic targets and indeed several treatment trials have taken place. Furthermore, databases have been created and natural history data are being collected by networks of researchers worldwide, and this effort is proving useful in the design and implementation of trials [13, 14]. Indeed, as a result of these developments, and the financial incentives being provided for the study of rare diseases generally, pharmaceutical and biotech companies are increasingly engaging in ataxia research and running trials often in collaboration with academic centres and patient groups, such as Ataxia UK. Given the potential advantages of speedy development, drug repurposing approaches are also being explored by ataxia researchers worldwide.
In addition to disease-modifying treatments, there are specific symptoms experienced by patients with ataxia (such as balance and coordination problems, tremor and fatigue) for which effective therapies are also lacking yet can cause significant disability. Ataxia UK has independently surveyed the opinions of 426 people with progressive ataxia, to identify what they perceived to be their most pressing medical needs. Interestingly, impairments in balance, coordination and speech were highlighted as the symptoms with greatest impact, as well as fatigue. The production of these guidelines has revealed considerable overlap between what are seen to be areas requiring further research by professionals, and symptoms requiring most amelioration identified by patients. More research is thus needed to identify novel therapies and interventions to influence these symptoms, and critically to evaluate their effectiveness.
In creating this comprehensive guidance, our aim has been to provide a useful tool for HCPs looking after patients with progressive ataxia. Any comments on the recommendations are welcomed by the Guidelines Development Group, in order to refine and improve these recommendations in future editions.
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We would like to thank the following specialist contributors (listed alphabetically; for the full list of specialist contributors to the guidelines and their affiliations, see Additional file 1: Table S1): Claire Bates, Peter Baxter, Harriet Bonney, Fion Bremner, Lisa Bunn, Maria Carrillo Perez-Tome, Mark Chung, Lisa Cipolotti, Kate Duberley, John Ealing, Anton Emmanuel, Marios Hadjivassilliou, NS Harshavardhana, Kate Hayward, Christian Hendriksz, Joshua Hersheson, Rita Horvath, Joanne Hurford, Fatima Jaffer, Cherry Kilbride, Anja Lowit, Jonathan Marsden, Andrea Nemeth, Hilali Noordeen, Jalesh Panicker, Antonios Pantazis, Michael H Parkinson, Liz Redmond and Kai Uus. In addition, we are grateful to Adenike Deanne-Pratt, previously Ataxia UK’s Communications Officer, for her earlier contribution on the Guideline Development Group.
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