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Table 1 Examples of HCs used in Clinical Trials for Approvals by Regulatory Agencies

From: A roadmap to using historical controls in clinical trials – by Drug Information Association Adaptive Design Scientific Working Group (DIA-ADSWG)

Drug Candidate

Carglumic Acid or CARBAGLU

Protein C Concentrate (Human) or CEPROTIN

Lepirudin or REFLUDAN

Antithrombin [Recombinant] or ATRYN

Indication

Hyper-ammonaemia

Protein C deficiency

Immunologic type of Heparin-associated thrombocytopenia

Hereditary anti-thrombin deficient patients

Prevalence of the disease

<  10 patients (US)

<  50 (worldwide)

<  20 patients (US)

N/A

N/A

Other treatments

No

No

No

No

Approved

2010

2007

1998

2009

Division

FDA-CDER

FDA-CDER

FDA-CDER

FDA-CDER

Study Design

Retrospective Case Series

N/A

Uncontrolled study

Two prospective, single-arm, open-label studies

Number of subjects

23 subjects

18 subjects

Two studies with 39 and 33 Subjects

31 subjects

Endpoint

Ammonia levels

Response for thromboembolic events

Platelet count recovery

Incidence of thromboembolic events

Type of HC

Natural history data

N/A

Registry data which PI established

Prospectively designed retrospective chart review

Source of the HC

Subject at baseline

N/A

Subjects not treated with recombinant hirudin

 

Size of HC

23 subjects

21 subjects

91 subjects

35 Subjects

Method of application

Descriptive statistics

Descriptive Statistics

Direct comparison

Matching

Note

  

HC was used only for secondary endpoint due to the less availability of platelet data

 

Drug Candidate

Anagrelide or AGRYLIN

Alglucosidase Alfa or MYOZYME/LUMIZYME

Miglustat or ZAVESCA

Blinatumomab or BLINCYTO

Indication

Reduction of the elevated platelet count, thrombosis and ameliorate-associated symptoms.

Pompe disease

Type I Gaucher disease

Adults relapsed/refractory Acute Lymphoblastic Leukaemia

Prevalence of the disease

N/A

1/40,000 live births

1/100,000

1–2/100,000 adults

Other treatments

No

No

Available

No

Approved

1997

2006

2003

2017

Division

FDA-CDER

FDA-CDER

FDA-CDER

FDA-CDER

Study Design

Self-controlled study

RCT with two dose groups

Self-controlled study

Single arm trial

Number of subjects

About 300 subjects

18 (9 subjects per dose group)

Three studies include 28, 18 and 36 subjects

189 subjects

Endpoint

N/A

Invasive ventilator-free survival and survival rate

Percentage change from baseline in liver organ volume

Complete remission

Type of HC

Natural history data at baseline

Natural history data (Cross-sectional NH)

Natural history data at baseline

Several kinds of data

Source of the HC

Subject at baseline

Natural history data

Subject at baseline

Investigator database

Size of HC

About 300 subjects

62 subjects

82 subjects

1112 subjects

Method of application

N/A

Direct comparison for non-inferiority inference.

Descriptive Statistics

HC was used to show the validity of efficacy threshold by meta analytic approach.

Note

 

Historical data collected over a 20-year span and time trend observed.

 

For EMA, analysis with propensity score was also performed.

Drug Candidate

Arsenic trioxide or TRISENOX

Eteplirsen or EXONDYS 51

Elbasvir and Grazoprevir or ZEPATIER

Nitisinone or ORFADIN

Indication

Acute promyelocytic leukaemia

Duchenne muscular dystrophy (DMD)

Treatment of Chronic Hepatitis C genotypes 1, 4 or 6 in adults

Hereditary Tyrosinemia 1

Prevalence of the disease

6/10,000,000 per year

20 / 100,000

N/A

1/100000

Other treatments

Yes

No

Newly available during the development

No

Approved

2010

2016

2016

2002

Division

FDA-CDER

FDA-CDER

FDA-CDER

FDA-CDER

Study Design

Single arm trial

Placebo controlled study followed by extension study

Parallel or single arm study

Single arm study

Number of subjects

40 subjects

12 subjects

1294 subjects from 3 studies

207 subjects

Endpoint

Complete remission

Controlled trial: change from baseline of dystrophin positive fibers

Extension study: 6MWT

Sustained virologic response

Survival

Type of HC

Registry data

Registry data

Previous clinical trial data

Registry data

Source of the HC

Hospital stored data

Matching from 2 DMD patient registries

Previous clinical trial data

Survey result

Size of HC

27 subjects

13 subjects

Depending on the trials

108 subjects

Method of application

Just showed as reference

Direct comparison

One sample testing.

HC was used for efficacy threshold.

Just showed as reference

Note

 

Initially agency and advisory panel voted against the approval

Not a rare disease.

Large improvement against historical data

Drug Candidate

Sodium Ferric Gluconate Complex or FERRLECIT

Sebelipase Alfa or KANUMA

Asfotase Alfa or STRENSIQ

Cerliponase Alfa or BRINEURA

Indication

Iron deficiency anemia undergoing chronic hemodialysis

Lysosomal acid lipase (Wolman disease)

Hypophosphatasia

late infantile neuronal ceroid lipofuscinosis type 2

Prevalence of the disease

N/A

1/500,000

1/100,000

1/100,000

Other treatments

Yes

No

No

No

Approved

2001

2015

2015

2017

Division

FDA-CDER

FDA-CDER

FDA-CDER

FDA-CDER

Study Design

Multiple dose historical control study

Historical control study

Single-arm

Single arm trial

Number of subjects

88 subjects from 2 dosing groups

9 subjects

70 subjects from 2 studies

22 subjects

Endpoint

Change in Hemoglobin

Time to Death

Overall survival

Response rate

Type of HC

Registry data

Natural history data

Natural history data

Natural history data

Source of the HC

Subjects with oral Iron

Retrospective clinical chart reviews

Retrospective clinical chart reviews

Natural history cohort

Size of HC

25 subjects

21adjudicated as appropriate for comparison

48 subjects

42 subjects

Method of application

Direct comparison

Direct comparison by survival analysis

Direct comparison by survival analysis

Matched analysis with HC

Note

Another study also supported the efficacy